Valentina
Fri Sep 06 2024
|
5 answers
877
Who pays FINRA fees?
I'm curious to understand who exactly foots the bill for FINRA fees? Are they primarily borne by broker-dealers or do investors contribute in some way as well? Additionally, how are these fees structured and what services do they fund for the Financial Industry Regulatory Authority (FINRA) to ensure fair and orderly markets? Understanding the financial mechanisms behind FINRA's operations is crucial for maintaining transparency and accountability within the financial sector.
